Regulatory Advisory

At Pallidus Capital, our transaction structures are tailor-made as we know that each transaction presents its own set of facts and circumstances. We aim seamless implementation that is made possible by our knowledge of, amongst other, the intricate regulatory regime in South Africa which includes assisting and advising clients insofar compliance requirements imposed by the following regulators:

  • Takeover Regulation Panel

 

  • Financial Services Board

 

  • Competition Commission

 

  • South African Reserve Bank

 

Our services include amongst others:

  • Structuring your transaction in consideration of the regulatory specifics applicable to ensure seamless implementation (mostly “affected transactions”)

 

  • Liaising with regulators on your behalf in order to de-risk any adverse regulatory implications

 

  • Liaising with third party advisors insofar the review, interpretation and settlement of legal agreements, independent opinions and other usual transaction documents required

 

  • Project managing the regulatory approval process on your behalf from start to finish, including JSE circular (and other) approvals